Considerations on COM(2011)811 - Specific Programme Implementing Horizon 2020 - The Framework Programme for Research and Innovation (2014-2020)

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table>(1)In accordance with Article 182(3) of the Treaty on the Functioning of the European Union (TFEU), the Framework Programme for Research and Innovation 2014-2020 ("Horizon 2020"), established by Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 (3), is to be implemented through a specific programme which determines the specific objectives and rules for their implementation, fixes its duration and provides for the means deemed necessary.
(2)The general objective of Horizon 2020 should be pursued through three priorities dedicated to generating excellent science ("Excellent science"), creating industrial leadership ("Industrial leadership") and tackling societal challenges ("Societal challenges"). The general objective should also be pursued through the specific objectives 'Spreading excellence and widening participation' and 'Science with and for society'. Those priorities and specific objectives should be implemented by means of a specific programme setting out one Part for each of the three priorities, one Part for the specific objective 'Spreading excellence and widening participation', one Part for the specific objective 'Science with and for society' and one Part for the non-nuclear direct actions of the Joint Research Centre (JRC).

(3)All Horizon 2020 priorities and specific objectives should include an international dimension. International cooperation activities should be maintained at least at the level of the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) ("Seventh Framework Programme"), adopted by Decision No 1982/2006/EC of the European Parliament and of the Council (4).

(4)While Regulation (EU) No 1291/2013 sets out the general objective of Horizon 2020, the priorities and the broad lines of the specific objectives and activities to be carried out, the specific programme should define the specific objectives and the broad lines of the activities which are specific to each of the Parts. The provisions on implementation set out in Regulation (EU) No 1291/2013 apply fully to the specific programme, including those relating to ethical principles.

(5)Each Part should be complementary to and implemented in a coherent way with the other Parts of the specific programme.

(6)There is a critical need to reinforce, widen and extend the excellence of the Union's science base and to ensure a supply of world-class research and talent to secure Europe's long term competitiveness and well-being. The priority 'Excellent science' should support the activities of the European Research Council (ERC) on frontier research, future and emerging technologies, Marie Skłodowska-Curie actions and European research infrastructures. These activities should aim at building competence in the long term, focusing strongly on the next generation of science, systems and researchers, and providing support for emerging talent from across the Union and from associated countries. Union activities to support excellent science should help consolidate the European Research Area (ERA) and make the science system of the Union more competitive and attractive on a global scale.

(7)Research actions carried out under the priority 'Excellent science' should be determined according to the needs and opportunities of science. The research agenda should be set in close liaison with the scientific community. Research should be funded on the basis of excellence.

(8)The ERC should replace and succeed the ERC established by Commission Decision 2007/134/EC (5). It should operate according to the established principles of scientific excellence, autonomy, efficiency and transparency.

(9)In order to maintain and increase the Union's industrial leadership there is an urgent need to stimulate private sector research and development and innovation investment, promote research and innovation with a business driven agenda and accelerate the development of new technologies which will underpin future businesses and economic growth. The priority 'Industrial leadership' should support investments in excellent research and innovation in key enabling technologies and other industrial technologies, facilitate access to risk finance for innovative companies and projects, and provide Union-wide support for innovation in micro, small and medium-sized enterprises (SMEs).

(10)Space research and innovation, which is a shared competence of the Union, should be included as a coherent element in the priority 'Industrial leadership' in order to maximise the scientific, economic and societal impact and to ensure an efficient and cost-effective implementation.

(11)Addressing the major societal challenges identified in the Europe 2020 strategy for smart, sustainable and inclusive growth ("Europe 2020 strategy") requires major investments in research and innovation to develop and deploy novel and breakthrough solutions that have the necessary scale and scope. These challenges also represent major economic opportunities for innovative companies and therefore contribute to the Union's competitiveness and employment.

(12)The priority 'Societal challenges' should increase the effectiveness of research and innovation in responding to key societal challenges by supporting excellent research and innovation activities. Those activities should be implemented using a challenge-based approach which brings together resources and knowledge across different fields, technologies and disciplines. Social sciences and humanities research is an important element for addressing all of the challenges. The activities should cover the full range of research and innovation, including innovation-related activities such as piloting, demonstration, test-beds, and support for public procurement, pre-normative research and standard setting, and market uptake of innovations. The activities should support directly the corresponding sectoral policy competences at Union level, where appropiate. All challenges should contribute to the overarching objective of sustainable development.

(13)There should be an appropriate balance between small and large projects within the priority 'Societal challenges' and the specific objective 'Leadership in enabling and industrial technologies'.

(14)The specific objective 'Spreading excellence and widening participation' should fully exploit the potential of Europe's talent pool and ensure that the benefits of an innovation-led economy are both maximised and widely distributed across the Union in accordance with the principle of excellence.

(15)The specific objective 'Science with and for society' should build effective cooperation between science and society, foster the recruitment of new talent for science, and pair scientific excellence with social awareness and responsibility.

(16)As an integral part of Horizon 2020, the JRC should continue to provide independent customer-driven scientific and technical support for the formulation, development, implementation and monitoring of Union policies. In order to achieve its mission the JRC should carry out research of the highest quality. In carrying out the direct actions in accordance with its mission, the JRC should place particular emphasis on areas of key concern for the Union, namely smart, inclusive and sustainable growth, and the headings 'Security and citizenship' and 'Global Europe' of the Multiannual Financial Framework for 2014-2020.

(17)The direct actions of the JRC should be implemented in a flexible, efficient and transparent manner, taking into account the relevant needs of the users of the JRC and the needs of Union policies, and respecting the objective of protecting the financial interests of the Union. Those research actions should be adapted, where appropriate, to those needs and to scientific and technological developments and should aim to achieve scientific excellence.

(18)The JRC should continue to generate additional resources through competitive activities, including participation in the indirect actions of Horizon 2020, third party work and, to a lesser extent, the exploitation of intellectual property.

(19)The specific programme should complement the actions carried out in the Member States as well as other Union actions which are necessary for the overall strategic effort for the implementation of the Europe 2020 strategy.

(20)Pursuant to Council Decision 2001/822/EC (6), legal entities of the overseas countries and territories are eligible to participate in Horizon 2020 subject to the specific conditions laid down in the latter.

(21)In order to ensure that the specific conditions for the use of the finance facilities reflect market conditions, the power to adopt acts in accordance with Article 290 TFEU should be delegated to the Commission to adapt or define further the specific conditions for use of the finance facilities. It is of particular importance that the Commission carry out appropriate consultations during its preparatory work, including at expert level. The Commission, when preparing and drawing up delegated acts, should ensure a timely and appropriate transmission of relevant documents to the Council.

(22)In order to ensure uniform conditions for the implementation of the specific programme, implementing powers should be conferred on the Commission to adopt work programmes for the implementation of the specific programme.

(23)The implementing powers relating to the work programmes for the priorities 'Excellent science', 'Industrial leadership' and 'Societal challenges' and for the specific objectives 'Spreading excellence and widening participation' and 'Science with and for society' should be exercised in accordance with Regulation (EU) No 182/2011 of the European Parliament and of the Council (7).

(24)The Board of Governors of the JRC, set up by Commission Decision 96/282/Euratom (8), has been consulted on the scientific and technological content of the specific programme on the non-nuclear direct actions of the JRC.

(25)For reasons of legal certainty and clarity, Council Decision 2006/971/EC (9), Council Decision 2006/972/EC (10), Council Decision 2006/973/EC (11), Council Decision 2006/974/EC (12) and Council Decision 2006/975/EC (13) should be repealed,